8-K/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K/A

(Amendment No. 1)

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): July 23, 2021 (July 20, 2021)

 

 

TREAN INSURANCE GROUP, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-39392   84-4512647

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

150 Lake Street West

Wayzata, Minnesota

  55391
(Address of principal executive offices)   (Zip Code)

(952) 974-2200

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

 

 

Check the appropriate box if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d- 2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e- 4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

  

Trading symbol

  

Name of each exchange on which registered

Common Stock, par value $0.01 per share    TIG    The Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company.  ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Explanatory Note

On July 22, 2021, Trean Insurance Group, Inc. (the “Company”) filed a Current Report on Form 8-K (the “Original Report”) to report certain changes to compensation arrangements with two of its executive officers. As a result of a scrivener’s error, the title of Julie A. Baron was misstated in the Original Report. The disclosure is amended and restated with Ms. Baron’s correct title below. No other changes have been made to the Original Report.

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

In connection with the previously disclosed appointment of Julie A. Baron as the President and Chief Operating Officer and Nicholas J. Vassallo as the Chief Financial Officer of Trean Insurance Group, Inc. (the “Company”), on July 20, 2021, the Compensation, Nominating and Corporate Governance Committee (the “Committee”) of the Board of Directors of the Company approved annualized base salaries for Ms. Baron of $350,000 and Mr. Vassallo of $275,000, respectively, with such new base salaries to be effective from and after July 1, 2021. No other changes were made to Ms. Baron’s or Mr. Vassallo’s compensation arrangements at this time.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: July 23, 2021

 

TREAN INSURANCE GROUP, INC.
By:   /s/ Nicholas J. Vassallo
Name:   Nicholas J. Vassallo
Title:   Chief Financial Officer