8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): May 19, 2021 (May 18, 2021)

 

 

TREAN INSURANCE GROUP, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-39392   84-4512647

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

150 Lake Street West

Wayzata, Minnesota

  55391
(Address of principal executive offices)   (Zip Code)

(952) 974-2200

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

 

 

Check the appropriate box if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d- 2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e- 4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

  

Trading

symbol

  

Name of each exchange

on which registered

Common Stock, par value $0.01 per share    TIG    The Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company.  ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


ITEM 5.07.

SUBMISSION OF MATTERS TO A VOTE OF SECUIRTY HOLDERS.

The 2021 annual meeting of the stockholders (the “Annual Meeting”) of Trean Insurance Group, Inc. (the “Company”) was held on May 18, 2021. As of March 22, 2021, the record date for the Annual Meeting, a total of 51,148,782 shares of the Company’s common stock were outstanding and entitled to vote on all matters presented to the Company’s stockholders at the Annual Meeting, of which a total of 43,736,062 shares of the Company’s common stock were present in person or represented by proxies at the Annual Meeting, constituting a quorum. At the Annual Meeting, the Company’s stockholders considered the following proposals:

 

  (1)

To elect the three Class I directors to the Company’s board of directors (the “Board”), each to serve for a term of three years and until his or her successor is elected and qualified; and

 

  (2)

To cast an advisory (non-binding) vote to ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021.

The final voting results for each proposal are described below. For beneficial owners holding the Company’s common stock at a bank or brokerage institution, a “broker non-vote” occurred if the owner failed to give voting instructions, and the bank or broker was otherwise restricted from voting on the owner’s behalf.

Proposal 1

Three Class I directors were elected to the Company’s Board to serve for a term of three years. The results of the election were as follows:

 

Name

   For      Withheld      Broker Non-Votes  

Mary A Chaput

     43,303,545        39,639        392,878  

David G. Ellison

     38,845,835        4,497,349        392,878  

Daniel G. Tully

     38,850,777        4,492,407        392,878  

Proposal 2

The Audit Committee’s selection of Deloitte & Touche LLP as the Company’s registered independent public accounting firm for the fiscal year ending December 31, 2021 was ratified. The results of the vote were as follows:

 

For

   Against      Abstentions      Broker Non-Votes  

43,667,805

     68,257        0        —    


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: May 19, 2021

 

TREAN INSURANCE GROUP, INC.
By:   /s/ Julie A. Baron
Name:   Julie A. Baron
Title:   Chief Financial Officer and Treasurer